Thomas Wynn

Global Head of Legal & Compliance

Thomas L. Wynn IV, CFA joined Walleye in October 2023 and serves as the Global Head of Legal and Compliance. Mr. Wynn is responsible for the design and management of the firm’s legal and compliance functions. Prior to joining Walleye, from 2015 to 2023, Mr. Wynn served as the Global Chief Compliance Officer of Schonfeld Strategic Advisors LLC. Prior to Schonfeld, from 2011 to 2015, Mr. Wynn served as the Chief Compliance Officer of Guggenheim Global Trading LLC, and subsequent to the management buyout, as Partner and Chief Compliance Officer of Deimos Asset Management LLC. From 2005 to 2011, Mr. Wynn served as a Senior Compliance Officer at Highbridge Capital Management, LLC. Mr. Wynn began his compliance career at Value Line Asset Management Inc. Thomas graduated from Binghamton University with a B.A. in Philosophy, Politics and Law with Highest Honors and a B.A. in Economics with High Honors. He is a CFA Charterholder.